Compliance Officer Job at Cardea Group, New York, NY

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  • Cardea Group
  • New York, NY

Job Description

Our client, a global and diverse investment fund, is seeking a Compliance Officer to join its collaborative and high-performing team. This individual will support compliance efforts across a platform spanning private equity, hedge funds, and broker-dealer activities. The role is designed for a hands-on professional who can operate as a true partner to senior team members and contribute to a strong, firmwide culture of compliance. Key Points Exceptional, team-first culture where compliance is viewed as a business partner and team is highly collaborative Strong work-life balance with flexibility and trust-driven environment Flat organization with direct access to senior leadership and open communication Broad, generalist role with exposure across multiple strategies and opportunity to work on innovative, tech-forward initiatives Responsibilities Partner with investment, legal, and operations teams to enhance compliance frameworks Support day-to-day compliance across private funds, registered funds, and broker-dealer activities Lead and support annual compliance reviews and assist with regulatory exams and inquiries across investment adviser and digital asset activities Maintain and enhance compliance policies and procedures Conduct compliance testing, monitoring, and surveillance; track regulatory developments and assess business impact Oversee portfolio compliance monitoring, including testing and analysis Support compliance training and program initiatives Qualifications 5 – 7 years of compliance or audit experience within the asset management space Demonstrated experience operating in a compliance function with understanding of regulatory structure and terminology Exposure to multiple strategies or business lines; generalist experience preferred Collaborative team player with an assertive, confident communication style Proven commitment to a long-term career in compliance #J-18808-Ljbffr

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